DSA analyzed SAR data and BSA regulator enforcement data to compare the level of regulator scrutiny. Anti-Money Laundering Broker-Dealers Data Analytics FinCEN IRS Money Laundering Enforcement SARs SEC Which Industry is Really in Peril of being Under-Regulated in …
The Venezuela corruption/bribery/pilfering of national coffers scandal has a re-occurring theme: alleged conspirators buying or […] Anti-Money Laundering Money Laundering Enforcement SARs Suspicious Activity Reports Want to Circumvent AML laws? Buy a Bank
Much attention has been given to Attorney General Sessions rescission of the Cole Memo which […] Anti-Money Laundering FinCEN Marijuana SARs Money Laundering Enforcement SARs Suspicious Activity Reports The Catch-22 of Marijuana Banking
The SEC filed a complaint on 12/20/2017 against Robert Shapiro the former CEO of the […] Anti-Money Laundering Calculations Data Analytics Money Laundering Enforcement Ponzi Schemes SEC Securities Enforcement Securities Fraud Securities Regulation The Mathematics Behind an Alleged Ponzi Scheme: Woodbridge Group
FinCEN Targets Luxury Real Estate FinCEN has issued a series of Geographic Targeting Orders (‘GTO’) […] Anti-Money Laundering Data Analytics FinCEN Form 8300 Money Laundering Enforcement Real Estate AML Regulatory Analytics SARs Suspicious Activity Reports Are Title Insurance Companies Meeting Luxury Real Estate AML Requirements?
Alison Jimenez, President of Dynamic Securities Analytics, Inc., was quoted in a May 16, 2017 […] Anti-Money Laundering FinCEN Marijuana SARs Money Laundering Enforcement SARs Suspicious Activity Reports Alison Jimenez quoted on Sentencing Guideline Implications
Alison Jimenez will be a featured speaker at the Digital Finance Institute’s #FinTech2017 conference in […] Anti-Money Laundering Marijuana SARs Money Laundering Enforcement Regulatory Analytics SARs Alison Jimenez to Present at #FinTech2017
Pyramid Scheme SAR Filings Spike Dynamic Securities Analytics (“DSA’) has identified a trend in pyramid […] Anti-Money Laundering FinCEN Money Laundering Enforcement Ponzi Schemes Regulatory Analytics SARs Suspicious Activity Reports Silicon Valley & Social Media at Center of Pyramid Scheme …
Dynamic Securities Analytics, Inc. (“DSA”) reviewed the SEC’s and FINRA‘s 2017 exam priorities letters to […] Anti-Money Laundering Broker-Dealers FINRA Money Laundering Enforcement Regulatory Analytics SARs SEC Securities Enforcement 2017 Securities Regulator AML Exam Priorities vs. SAR-SF Filings
Dynamic Securities Analytics, Inc (“DSA”) analyzed 2016 SAR filings reported in FinCEN’s SAR Stats database. […] Anti-Money Laundering Currency Transaction Reports FinCEN Interactive Analytics Money Laundering Enforcement Regulatory Analytics SARs Suspicious Activity Reports 2016 SAR Insights: Suitcases of Cash No Longer the Front-Runner …