Alison Jimenez, president of Dynamic Securities Analytics, will present on the topic “Mitigating Risks […]
SAR
30 posts
FINRA and the SEC recently released their respective 2016 exam & regulatory priorities. DSA reviewed […]
Dynamic Securities Analytics, Inc. (“DSA”) analyzed Suspicious Activity Reports (SARs) filed with FinCEN from March […]
Matt Ferner of the Huffington Post cited DSA’s analysis of Suspicious Activity Reports (SARs) in […]
Rachel Louise Ensign of the Wall Street Journal reported on DSA’s analysis of Suspicious Activity […]
By Alison Jimenez, Dynamic Securities Analytics & Steven Kemmerling, Enhanced Compliance Solutions Pursuant to a […]
Dynamic Securities Analytics analyzed the latest FinCEN In Focus: SAR Stat report and found that […]
FinCEN released In Focus: SAR Stats (Jan 2015 Quarterly Update) which includes all 2014 Suspicious Activity Reports […]
