2,301,163 SARs were filed in 2019 which is an increase of 6% from 2018 levels. Depository Institutions filed 48% of all SARs, MSBs accounted for 37% and Securities/Futures filed 9%. Anti-Money Laundering Broker-Dealers Casino Data Analytics FinCEN Human Smuggling Human Trafficking MSBs Ponzi Schemes Regulatory Analytics SARs Securities Fraud Suspicious Activity Reports 2019 SAR Insight: Suspicious Activity Report Annual Analysis
Alison Jimenez will present on regulatory algorithms at the World Bank- Law, Justice & Development Week. Algorithmic Bias Anti-Money Laundering Employment Analytics Presentations Regulatory Analytics Alison Jimenez to Present at World Bank Law & Justice …
American Banker published an op-ed by DSA president, Alison Jimenez, titled “AI use carries bias […] Algorithmic Bias Anti-Money Laundering Broker-Dealers DSA in the News Employment Analytics FinCEN FINRA Regulatory Analytics Securities Litigation American Banker Op-Ed on Risk of Bias in Financial Regulators …
Predicting Finra arbitration filings based on market returns. Broker-Dealers Calculations Employment Arbitration Regulatory Analytics Securities Arbitration Securities Litigation Predicting Finra Arbitration Filing Trends
Dynamic Securities Analytics, Inc.’s president, Alison Jimenez, wrapped up 2018 with two very different presentations. […] Anti-Money Laundering Presentations Regulatory Analytics SARs SEC Securities Regulation Suspicious Activity Reports Terror Finance DSA Winter 2018/Spring 2019 Presentations
Dynamic Securities Analytics, Inc.‘s original analysis of the first reported Human Trafficking and Human Smuggling […] Anti-Money Laundering DSA in the News FinCEN Human Smuggling Human Trafficking Regulatory Analytics SARs Suspicious Activity Reports DSA’s Human Trafficking SAR Analysis cited in MoneyLaundering.com
The move toward data analytics applied to broker supervision might seem on face value to […] Algorithmic Bias Broker-Dealers Calculations Employment Analytics Employment Arbitration FINRA Regulatory Analytics Securities Enforcement Securities Regulation Securities Violations The Potential for Bias against Women in FINRA’s High Risk …
With all the talk of corruption in the news these days, Dynamic Securities Analytics has […] Anti-Money Laundering Casino Data Analytics FinCEN Regulatory Analytics SARs Suspicious Activity Reports A Closer Look at Corruption SARs
DSA president, Alison Jimenez, will serve as a panelist at the 36th Cambridge International Symposium […] Algorithmic Bias Anti-Money Laundering Data Analytics FinCEN Regulatory Analytics SARs Suspicious Activity Reports Alison Jimenez to Present at Economic Crime Symposium at Cambridge …
FinCEN Targets Luxury Real Estate FinCEN has issued a series of Geographic Targeting Orders (‘GTO’) […] Anti-Money Laundering Data Analytics FinCEN Form 8300 Money Laundering Enforcement Real Estate AML Regulatory Analytics SARs Suspicious Activity Reports Are Title Insurance Companies Meeting Luxury Real Estate AML Requirements?