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Employment Analytics Archives - Dynamic Securities Analytics, Inc.

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Employment Analytics

11 posts

Alison Jimenez will present on regulatory algorithms at the World Bank- Law, Justice & Development Week.

Algorithmic Bias Anti-Money Laundering Employment Analytics Presentations Regulatory Analytics

Alison Jimenez to Present at World Bank Law & Justice …

American Banker published an op-ed by DSA president, Alison Jimenez, titled “AI use carries bias […]

Algorithmic Bias Anti-Money Laundering Broker-Dealers DSA in the News Employment Analytics FinCEN FINRA Regulatory Analytics Securities Litigation

American Banker Op-Ed on Risk of Bias in Financial Regulators …

A story by Neil Weinberg in Bloomberg relied on Dynamic Securities Analytics (‘DSA’) analysis of […]

Broker-Dealers Calculations Data Analytics DSA in the News Employment Analytics Employment Arbitration FINRA Securities Arbitration Securities Litigation

DSA’s Securities Employment Dispute Stats Cited by Bloomberg

The move toward data analytics applied to broker supervision might seem on face value to […]

Algorithmic Bias Broker-Dealers Calculations Employment Analytics Employment Arbitration FINRA Regulatory Analytics Securities Enforcement Securities Regulation Securities Violations

The Potential for Bias against Women in FINRA’s High Risk …

Finra released a video interview on 1/10/18 with Mike Rufino, Executive Vice President and Head of […]

Broker-Dealers Employment Analytics Employment Arbitration FINRA Securities Arbitration Securities Litigation Securities Regulation

The Links between FINRA’s High Risk Rep Program and Expungement

Broker-Dealers Data Analytics Employment Analytics Employment Arbitration FINRA Interactive Analytics Regulatory Analytics Securities Arbitration Securities Litigation

How Were Finra Disputes Resolved in 2016?

Dynamic Securities Analytics president, Alison Jimenez, was quoted in today’s Bloomberg article by Neil […]

Broker-Dealers Data Analytics DSA in the News Employment Analytics Employment Arbitration Investment Advisors Regulatory Analytics Securities Arbitration Securities Litigation

Alison Jimenez Quoted in Bloomberg Article on Broker Raiding Cases

DSA President, Alison Jimenez, will be a speaker for the upcoming Association of Certified […]

Anti-Money Laundering Employment Analytics Employment Arbitration FinCEN Money Laundering Enforcement Presentations Suspicious Activity Reports

Alison Jimenez to Present on Problem Employees & AML Risk

Fill in this blank: __________________ Due Diligence. If you are like most AML professionals, “Customer” […]

Anti-Money Laundering Employment Analytics FinCEN Florida Money Laundering Enforcement Ponzi Schemes Securities Enforcement

The Man in the Mirror: Employee Due Diligence

DSA president, Alison Jimenez, will be a panelist on the “Total Due Diligence: Know […]

Anti-Money Laundering Employment Analytics FinCEN Suspicious Activity Reports

Alison Jimenez to Present on Employee Due Diligence at ACAMS …