Skip to content
Back Home
Dynamic Securities Analytics, Inc.
  • HOME
  • SERVICES
    • LITIGATION SERVICES
    • AML AUDIT & ANALYTICS
    • CRYPTOCURRENCY DISPUTES
  • ABOUT US
    • ABOUT DSA
      • Executive Bio
    • CONTACT US
  • BLOG
  • Search
Back Home
Dynamic Securities Analytics, Inc.
  • Search
  • HOME
  • SERVICES
    • LITIGATION SERVICES
    • AML AUDIT & ANALYTICS
    • CRYPTOCURRENCY DISPUTES
  • ABOUT US
    • ABOUT DSA
      • Executive Bio
    • CONTACT US
  • BLOG
Home » BLOG » Broker-Dealers » How Were Finra Disputes Resolved in 2016?
Broker-Dealers Data Analytics Employment Analytics Employment Arbitration FINRA Interactive Analytics Regulatory Analytics Securities Arbitration Securities Litigation

How Were Finra Disputes Resolved in 2016?

by Alison Jimenez|Published December 20, 2016

Share this:

  • LinkedIn
  • Twitter
  • FINRA arbitration
  • FINRA dispute resolution
  • finra mediation
  • FINRA statistics

You may also like

Published October 24, 2017

Securities Fraud Schemes Account for less than 10% of SAR-SF Filings

Dynamic Securities Analytics, Inc. analyzed 2017 SAR-SF filings from FinCEN’s SAR Stats to identify filing trends by securities firms regulated by the […]

Published February 4, 2015

How were 2014 FINRA Disputes Resolved? Analysis of Dispute Resolution Statistics

  Dynamic Securities Analytics, Inc. analyzed the numbers provided by FINRA Dispute Resolution covering all 2014 closed cases and found: 2,447 closed […]

2008 Securities Arbitration Filing Trends: Type of Controversy
Published March 3, 2009

2008 Securities Arbitration Filing Trends: Type of Controversy

FINRA released the final tallies for 2008 arbitration filings.  2008 witnessed marked change in trends regarding the type of controversy.  Filings citing “Omission of Facts” […]

Published October 23, 2018

DSA’s Securities Employment Dispute Stats Cited by Bloomberg

A story by Neil Weinberg in Bloomberg relied on Dynamic Securities Analytics (‘DSA’) analysis of Finra employment arbitration results.   DSA found […]

Categories

  • 314(b)
  • Algorithmic Bias
  • AML Audit
  • Anti-Money Laundering
  • Broker-Dealers
  • Calculations
  • Casino
  • Cryptocurrency
  • Currency Transaction Reports
  • Data Analytics
  • Drug Trafficking
  • DSA in the News
  • Employment Analytics
  • Employment Arbitration
  • FinCEN
  • FINRA
  • Florida
  • Form 8300
  • Fraud Audit
  • Healthcare Fraud
  • Human Smuggling
  • Human Trafficking
  • Interactive Analytics
  • Investment Advisors
  • IRS
  • Marijuana SARs
  • Money Laundering Enforcement
  • MSBs
  • Ponzi Schemes
  • Presentations
  • Real Estate AML
  • Regulatory Analytics
  • SARs
  • SEC
  • Securities Arbitration
  • Securities Enforcement
  • Securities Fraud
  • Securities Litigation
  • Securities Regulation
  • Securities Violations
  • Suspicious Activity Reports
  • Tax Evasion
  • Terror Finance
  • Transnational Organized Crime
  • Uncategorized

Archives

  • February 2023
  • January 2023
  • December 2022
  • November 2022
  • October 2022
  • September 2022
  • May 2022
  • April 2022
  • March 2022
  • February 2022
  • January 2022
  • December 2021
  • May 2021
  • February 2021
  • January 2021
  • November 2020
  • September 2020
  • July 2020
  • May 2020
  • April 2020
  • March 2020
  • February 2020
  • January 2020
  • November 2019
  • October 2019
  • September 2019
  • August 2019
  • April 2019
  • February 2019
  • January 2019
  • November 2018
  • October 2018
  • August 2018
  • June 2018
  • January 2018
  • December 2017
  • November 2017
  • October 2017
  • August 2017
  • May 2017
  • April 2017
  • March 2017
  • January 2017
  • December 2016
  • October 2016
  • September 2016
  • August 2016
  • July 2016
  • April 2016
  • February 2016
  • January 2016
  • December 2015
  • November 2015
  • September 2015
  • July 2015
  • June 2015
  • May 2015
  • April 2015
  • March 2015
  • February 2015
  • January 2015
  • November 2014
  • October 2014
  • September 2014
  • August 2014
  • June 2014
  • April 2014
  • March 2014
  • September 2013
  • June 2013
  • April 2012
  • October 2010
  • October 2009
  • July 2009
  • June 2009
  • April 2009
  • March 2009

Post navigation

  • Previous post Emerging Technology & Counter Threat Finance
  • Back to post list
  • Next post 2016 Suspicious Activity Reports: Most Industries Increase Filings, Securities the Exception. Elder Abuse has Largest Increase in SARs.

Home
Litigation Services
AML Audit & Analytics
Cryptocurrency Disputes
About DSA
Blog
Contact

Mailing Address:
301 W. Platt St. #134
Tampa, FL 33606

Phone: (813) 994-3340

E-mail:
info@securitiesanalytics.com

© 2023 Dynamic Securities Analytics, Inc. – All rights reserved

Powered by WP – Designed with the Customizr theme