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FINRA dispute resolution

4 posts

A story by Neil Weinberg in Bloomberg relied on Dynamic Securities Analytics (‘DSA’) analysis of […]

Broker-Dealers Calculations Data Analytics DSA in the News Employment Analytics Employment Arbitration FINRA Securities Arbitration Securities Litigation

DSA’s Securities Employment Dispute Stats Cited by Bloomberg

Broker-Dealers Data Analytics Employment Analytics Employment Arbitration FINRA Interactive Analytics Regulatory Analytics Securities Arbitration Securities Litigation

How Were Finra Disputes Resolved in 2016?

Dynamic Securities Analytics, Inc. analyzed the numbers provided by FINRA Dispute Resolution covering all […]

Broker-Dealers Calculations Data Analytics FINRA Securities Arbitration Securities Litigation

How were 2014 FINRA Disputes Resolved? Analysis of Dispute Resolution …

DSA analyzed how cases were closed through the FINRA dispute resolution process in 2013. Customer […]

Broker-Dealers FINRA Regulatory Analytics Securities Arbitration Securities Litigation

Analysis of 2013 FINRA Dispute Resolution Statistics