Broker-dealers look to enforcement actions to understand Finra's AML priorities. BDs may end up scouring their customer records to see if they have similar documentary issues … and that could draw funds and attention away from priorities identified in the National Strategy for Combatting Terrorist and Other Illicit Financing.
DSA in the News
33 posts
Alison Jimenez, president of Dynamic Securities Analytics, authored “What Financial Institutions Need to Know about […]
Alison Jimenez, president of Dynamic Securities Analytics, authored “Migrant Smuggling: What Financial Institutions Need to […]
Alison Jimenez explores the money laundering risks posed to financial institutions by EB-5 related-accounts in an ACAMSToday article.
American Banker published an op-ed by DSA president, Alison Jimenez, titled “AI use carries bias […]
EB-5 projects expose financial institutions to risks ranging from Ponzi schemes, fraud, OFAC violations to […]
Dynamic Securities Analytics, Inc.‘s original analysis of the first reported Human Trafficking and Human Smuggling […]
The Wall Street Journal’s Corruption Currents section referenced Dynamic Securities Analytics, Inc’s 2018 SAR Insights […]
A story by Neil Weinberg in Bloomberg relied on Dynamic Securities Analytics (‘DSA’) analysis of […]