Broker-dealers look to enforcement actions to understand Finra's AML priorities. BDs may end up scouring their customer records to see if they have similar documentary issues … and that could draw funds and attention away from priorities identified in the National Strategy for Combatting Terrorist and Other Illicit Financing.
National Strategy on Illicit Finance
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There is a complete disjoint between what financial institutions are asked to report, what they do report, and national illicit finance priorities.