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2018 - Dynamic Securities Analytics, Inc.

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Yearly Archives: 2018

11 posts

The Venezuela corruption/bribery/pilfering of national coffers scandal has a re-occurring theme: alleged conspirators buying or […]

Anti-Money Laundering Money Laundering Enforcement SARs Suspicious Activity Reports

Want to Circumvent AML laws? Buy a Bank

A story by Neil Weinberg in Bloomberg relied on Dynamic Securities Analytics (‘DSA’) analysis of […]

Broker-Dealers Calculations Data Analytics DSA in the News Employment Analytics Employment Arbitration FINRA Securities Arbitration Securities Litigation

DSA’s Securities Employment Dispute Stats Cited by Bloomberg

The move toward data analytics applied to broker supervision might seem on face value to […]

Algorithmic Bias Broker-Dealers Calculations Employment Analytics Employment Arbitration FINRA Regulatory Analytics Securities Enforcement Securities Regulation Securities Violations

The Potential for Bias against Women in FINRA’s High Risk …

With all the talk of corruption in the news these days, Dynamic Securities Analytics has […]

Anti-Money Laundering Casino Data Analytics FinCEN Regulatory Analytics SARs Suspicious Activity Reports

A Closer Look at Corruption SARs

DSA president, Alison Jimenez, will serve as a panelist at the 36th Cambridge International Symposium […]

Algorithmic Bias Anti-Money Laundering Data Analytics FinCEN Regulatory Analytics SARs Suspicious Activity Reports

Alison Jimenez to Present at Economic Crime Symposium at Cambridge …

This month the new SAR form is to be rolled out by FinCEN. A mere 10 […]

Anti-Money Laundering FinCEN Ponzi Schemes SARs Securities Fraud Suspicious Activity Reports

Updated SAR Form and Ponzi Schemes

FinCEN recently released stats on the 314(a) information request program. FinCEN stated that over 16,000 […]

314(b) Anti-Money Laundering Calculations Data Analytics FinCEN SARs Suspicious Activity Reports Terror Finance

16% of 314(a) Info Requests Involve Terrorism

Finra released a video interview on 1/10/18 with Mike Rufino, Executive Vice President and Head of […]

Broker-Dealers Employment Analytics Employment Arbitration FINRA Securities Arbitration Securities Litigation Securities Regulation

The Links between FINRA’s High Risk Rep Program and Expungement

Dynamic Securities Analytics, Inc (‘DSA’) analyzed a FinCEN report which provided data on Suspicious Activity Reports (‘SARs’) […]

314(b) Anti-Money Laundering Data Analytics FinCEN SARs Suspicious Activity Reports Terror Finance

FinCEN Reports Increased 314(b) Info Sharing. DSA Finds Room for …

Much attention has been given to Attorney General Sessions rescission of the Cole Memo which […]

Anti-Money Laundering FinCEN Marijuana SARs Money Laundering Enforcement SARs Suspicious Activity Reports

The Catch-22 of Marijuana Banking