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Securities Litigation

21 posts

Just like May flowers follow April showers, Ponzi scheme implosions will follow a market crash.

Anti-Money Laundering Broker-Dealers Ponzi Schemes SEC Securities Fraud Securities Litigation Suspicious Activity Reports

Market Crash and Ponzi Schemes

Arb Filing Trend Line

Finra arbitration filings are expected to increase by 35% if the market drops by 10% .

Broker-Dealers Data Analytics FINRA Securities Arbitration Securities Litigation

Market Crashes and Finra Arbitration Filings- A Predictive Model

American Banker published an op-ed by DSA president, Alison Jimenez, titled “AI use carries bias […]

Algorithmic Bias Anti-Money Laundering Broker-Dealers DSA in the News Employment Analytics FinCEN FINRA Regulatory Analytics Securities Litigation

American Banker Op-Ed on Risk of Bias in Financial Regulators …

Arb Filing Trend Line

Predicting Finra arbitration filings based on market returns.

Broker-Dealers Calculations Employment Arbitration Regulatory Analytics Securities Arbitration Securities Litigation

Predicting Finra Arbitration Filing Trends

A story by Neil Weinberg in Bloomberg relied on Dynamic Securities Analytics (‘DSA’) analysis of […]

Broker-Dealers Calculations Data Analytics DSA in the News Employment Analytics Employment Arbitration FINRA Securities Arbitration Securities Litigation

DSA’s Securities Employment Dispute Stats Cited by Bloomberg

Finra released a video interview on 1/10/18 with Mike Rufino, Executive Vice President and Head of […]

Broker-Dealers Employment Analytics Employment Arbitration FINRA Securities Arbitration Securities Litigation Securities Regulation

The Links between FINRA’s High Risk Rep Program and Expungement

Dynamic Securities Analytics, Inc. in partnership with Jordan Maglich of PonziTracker.com published interactive analytics of […]

Data Analytics Interactive Analytics Ponzi Schemes SEC Securities Enforcement Securities Fraud Securities Litigation Securities Regulation Securities Violations

Would you spend 21 days in prison for $1 million …

Broker-Dealers Data Analytics Employment Analytics Employment Arbitration FINRA Interactive Analytics Regulatory Analytics Securities Arbitration Securities Litigation

How Were Finra Disputes Resolved in 2016?

Dynamic Securities Analytics, Inc. president, Alison Jimenez, will speak at the February 9th, 2016 meeting […]

Broker-Dealers Fraud Audit Ponzi Schemes Presentations Securities Fraud Securities Litigation Securities Violations

Alison Jimenez to Present on Securities Fraud at ACFE Meeting

Dynamic Securities Analytics president, Alison Jimenez, was quoted in today’s Bloomberg article by Neil […]

Broker-Dealers Data Analytics DSA in the News Employment Analytics Employment Arbitration Investment Advisors Regulatory Analytics Securities Arbitration Securities Litigation

Alison Jimenez Quoted in Bloomberg Article on Broker Raiding Cases