Finra arbitration filings are expected to increase by 35% if the market drops by 10% . Broker-Dealers Data Analytics FINRA Securities Arbitration Securities Litigation Market Crashes and Finra Arbitration Filings- A Predictive Model
Predicting Finra arbitration filings based on market returns. Broker-Dealers Calculations Employment Arbitration Regulatory Analytics Securities Arbitration Securities Litigation Predicting Finra Arbitration Filing Trends
A story by Neil Weinberg in Bloomberg relied on Dynamic Securities Analytics (‘DSA’) analysis of […] Broker-Dealers Calculations Data Analytics DSA in the News Employment Analytics Employment Arbitration FINRA Securities Arbitration Securities Litigation DSA’s Securities Employment Dispute Stats Cited by Bloomberg
Finra released a video interview on 1/10/18 with Mike Rufino, Executive Vice President and Head of […] Broker-Dealers Employment Analytics Employment Arbitration FINRA Securities Arbitration Securities Litigation Securities Regulation The Links between FINRA’s High Risk Rep Program and Expungement
Broker-Dealers Data Analytics Employment Analytics Employment Arbitration FINRA Interactive Analytics Regulatory Analytics Securities Arbitration Securities Litigation How Were Finra Disputes Resolved in 2016?
Dynamic Securities Analytics president, Alison Jimenez, was quoted in today’s Bloomberg article by Neil […] Broker-Dealers Data Analytics DSA in the News Employment Analytics Employment Arbitration Investment Advisors Regulatory Analytics Securities Arbitration Securities Litigation Alison Jimenez Quoted in Bloomberg Article on Broker Raiding Cases
Dynamic Securities Analytics, Inc. analyzed the numbers provided by FINRA Dispute Resolution covering all […] Broker-Dealers Calculations Data Analytics FINRA Securities Arbitration Securities Litigation How were 2014 FINRA Disputes Resolved? Analysis of Dispute Resolution …
FINRA arbitration isn’t just for customer disputes. As DSA found, over half of FINRA arbitrations […] Broker-Dealers Employment Analytics Employment Arbitration FINRA Securities Arbitration Which Broker/Dealers get Sued by Reps Most Often?
DSA analyzed how cases were closed through the FINRA dispute resolution process in 2013. Customer […] Broker-Dealers FINRA Regulatory Analytics Securities Arbitration Securities Litigation Analysis of 2013 FINRA Dispute Resolution Statistics
DSA analyzed the potential impact of the recent Florida Supreme Court ruling that Florida’s statute […] Calculations FINRA Florida Securities Arbitration Securities Litigation Potential Impact of Florida Supreme Court Ruling