Broker-Dealers
42 posts
Finra released a video interview on 1/10/18 with Mike Rufino, Executive Vice President and Head of […]
Dynamic Securities Analytics, Inc. analyzed 2017 SAR-SF filings from FinCEN’s SAR Stats to identify filing […]
Dynamic Securities Analytics, Inc. (“DSA”) reviewed the SEC’s and FINRA‘s 2017 exam priorities letters to […]
DSA president, Alison Jimenez, will be speaking on a panel titled “Adopting Compliance Strategies […]
Alison Jimenez, President of Dynamic Securities Analytics (“DSA”), was interviewed for an article titled “Securities […]
Once again, Dynamic Securities Analytics, Inc. partnered with PonziTracker to create interactive analytics of Ponzi […]
Dynamic Securities Analytics, Inc. president, Alison Jimenez, will speak at the February 9th, 2016 meeting […]
FINRA and the SEC recently released their respective 2016 exam & regulatory priorities. DSA reviewed […]