DSA president, Alison Jimenez, will be speaking on a panel titled “Adopting Compliance Strategies for Banking Hedge Funds and other Alternative Investments” at the 22nd annual ACAMS AML & Financial Crimes conference.
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DSA analyzed SAR data and BSA regulator enforcement data to compare the level of regulator scrutiny.
Alison Jimenez, president of Dynamic Securities Analytics, authored “What Financial Institutions Need to Know about the Market Crash and Ponzi Schemes” published […]
FINRA and the SEC recently released their respective 2016 exam & regulatory priorities. DSA reviewed the priorities for topics that directly or […]
DSA President, Alison Jimenez, will be a featured speaker for the upcoming American Banker webinar “Managing AML/KYC Compliance Risk, Rather Than Avoiding It.” […]