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Regulatory Analytics

40 posts

Dynamic Securities Analytics president, Alison Jimenez, was quoted in today’s Bloomberg article by Neil […]

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Alison Jimenez Quoted in Bloomberg Article on Broker Raiding Cases

Dynamic Securities Analytics, Inc. (“DSA”) analyzed Suspicious Activity Reports (SARs) filed with FinCEN from March […]

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What does Bribery Look Like?

On April 22nd, 2015 FinCEN released In Focus: SAR Stats (April 2015). Dynamic Securities Analytics, […]

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Suspicious Activity Reports for Market Manipulation Spikes

Matt Ferner of the Huffington Post cited DSA’s analysis of Suspicious Activity Reports (SARs) in […]

Anti-Money Laundering DSA in the News FinCEN Marijuana SARs Money Laundering Enforcement Regulatory Analytics SARs Suspicious Activity Reports

DSA’s Analysis of Suspicious Activity Reports cited in Huffington Post

By Alison Jimenez, Dynamic Securities Analytics & Steven Kemmerling, Enhanced Compliance Solutions Pursuant to a […]

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Who is Filing Suspicious Activity Reports on the Marijuana Industry? …

Dynamic Securities Analytics analyzed the latest FinCEN In Focus: SAR Stat report and found that […]

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45% Spike in SAR- Securities & Futures in 2014

Drug dealers get the most attention but tax evasion is by far the largest source […]

Anti-Money Laundering Drug Trafficking FinCEN Money Laundering Enforcement Regulatory Analytics SARs Suspicious Activity Reports Tax Evasion

What Crime is the Largest Source of Laundered Funds?

Customers Represent the Minority of SAR Subjects for Most Institutions DSA analyzed FinCEN’s SAR Stats […]

Anti-Money Laundering Broker-Dealers Calculations FinCEN Money Laundering Enforcement Regulatory Analytics SARs Suspicious Activity Reports

Customers are the Minority of SAR Subjects

Learn About Tableau My goal was to create an interactive map of Suspicious Activity Reports […]

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How is your State Suspicious? An Interactive Suspicious Activity Report …

FinCEN’s record retention policy is detailed in the “Request For Records Disposition Authority” that FinCEN […]

Anti-Money Laundering Currency Transaction Reports FinCEN Money Laundering Enforcement Regulatory Analytics SARs Suspicious Activity Reports

Is 179,000,000 Bank Secrecy Act records enough?