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FinCEN

76 posts

By Alison Jimenez, Dynamic Securities Analytics & Steven Kemmerling, Enhanced Compliance Solutions Pursuant to a […]

Anti-Money Laundering Data Analytics FinCEN Marijuana SARs Money Laundering Enforcement Regulatory Analytics SARs

Who is Filing Suspicious Activity Reports on the Marijuana Industry? …

Dynamic Securities Analytics analyzed the latest FinCEN In Focus: SAR Stat report and found that […]

Anti-Money Laundering Broker-Dealers Calculations FinCEN Money Laundering Enforcement Regulatory Analytics SARs Securities Enforcement Securities Litigation Securities Regulation Securities Violations Suspicious Activity Reports

45% Spike in SAR- Securities & Futures in 2014

FinCEN released In Focus: SAR Stats (Jan 2015 Quarterly Update) which includes all 2014 Suspicious Activity Reports […]

Anti-Money Laundering Broker-Dealers FinCEN Money Laundering Enforcement SARs Suspicious Activity Reports

2014 Suspicious Activity Report filings Jump 35%

DSA President, Alison Jimenez, will be a speaker for the upcoming Association of Certified […]

Anti-Money Laundering Employment Analytics Employment Arbitration FinCEN Money Laundering Enforcement Presentations Suspicious Activity Reports

Alison Jimenez to Present on Problem Employees & AML Risk

SARs Rules #1 Do not talk about SARs #2 Do NOT talk about SARs […]

Anti-Money Laundering FinCEN Money Laundering Enforcement SARs Suspicious Activity Reports

1st rule of SARs: You do not talk about SARs. …

Fill in this blank: __________________ Due Diligence. If you are like most AML professionals, “Customer” […]

Anti-Money Laundering Employment Analytics FinCEN Florida Money Laundering Enforcement Ponzi Schemes Securities Enforcement

The Man in the Mirror: Employee Due Diligence

Drug dealers get the most attention but tax evasion is by far the largest source […]

Anti-Money Laundering Drug Trafficking FinCEN Money Laundering Enforcement Regulatory Analytics SARs Suspicious Activity Reports Tax Evasion

What Crime is the Largest Source of Laundered Funds?

DSA president, Alison Jimenez, will be a panelist on the “Total Due Diligence: Know […]

Anti-Money Laundering Employment Analytics FinCEN Suspicious Activity Reports

Alison Jimenez to Present on Employee Due Diligence at ACAMS …

Customers Represent the Minority of SAR Subjects for Most Institutions DSA analyzed FinCEN’s SAR Stats […]

Anti-Money Laundering Broker-Dealers Calculations FinCEN Money Laundering Enforcement Regulatory Analytics SARs Suspicious Activity Reports

Customers are the Minority of SAR Subjects

Learn About Tableau My goal was to create an interactive map of Suspicious Activity Reports […]

Anti-Money Laundering Currency Transaction Reports FinCEN Interactive Analytics Money Laundering Enforcement Regulatory Analytics SARs Suspicious Activity Reports

How is your State Suspicious? An Interactive Suspicious Activity Report …