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Monthly Archives: March 2014

6 posts

DSA analyzed the SAR-SF filing data reported by FinCEN to determine whether firms more often […]

Anti-Money Laundering Broker-Dealers FinCEN Regulatory Analytics SARs Suspicious Activity Reports

Should AML Departments be renamed Anti-Predicate Crime?

DSA analyzed how cases were closed through the FINRA dispute resolution process in 2013. Customer […]

Broker-Dealers FINRA Regulatory Analytics Securities Arbitration Securities Litigation

Analysis of 2013 FINRA Dispute Resolution Statistics

DSA’s analysis of Florida Ponzi schemes in the post-Madoff era was cited in the Sarasota […]

Anti-Money Laundering Broker-Dealers DSA in the News Florida Ponzi Schemes Regulatory Analytics Securities Enforcement

DSA’s Analytics cited in Herald Tribune Article

DSA prepared interactive analytics of over 500 Ponzi schemes in the post-Madoff era. The schemes […]

Anti-Money Laundering Broker-Dealers Ponzi Schemes Regulatory Analytics Securities Enforcement Securities Violations

Interactive Ponzi Scheme Analytics

The Tampa Bay and Jacksonville Business Journals featured DSA’s analytics of Florida Ponzi Schemes. Jane […]

Anti-Money Laundering Broker-Dealers Florida Ponzi Schemes Regulatory Analytics Securities Enforcement Securities Violations

Business Journal Features DSA’s Ponzi Analytics

Learn About Tableau

Anti-Money Laundering Broker-Dealers Florida Ponzi Schemes Regulatory Analytics Securities Enforcement

Interactive Florida Ponzi Scheme Graphics