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DSA President, Alison Jimenez, will be among the presenters for an Association of Certified Anti-Money Laundering Specialists (ACAMS) webinar on Ponzi Schemes. […]
The number of complaints filed with the Florida Division of Securities hasquadrupled over 2007 levels according to Securities chief Bill Reilly. The Division […]
DSA analyzed the potential impact of the recent Florida Supreme Court ruling that Florida’s statute of limitations can apply to securities arbitration […]
2,301,163 SARs were filed in 2019 which is an increase of 6% from 2018 levels. Depository Institutions filed 48% of all SARs, MSBs accounted for 37% and Securities/Futures filed 9%.