DSA analyzed the potential impact of the recent Florida Supreme Court ruling that Florida’s statute […]
Alison Jimenez
171 posts
The number of complaints filed with the Florida Division of Securities hasquadrupled over 2007 levels according […]
If you gauge suspicious activity by the Financial Crimes Enforcement Network’s (FinCEN) “By the Numbers” […]
FINRA reports that arbitration filings are up 90% through February 2009 over the prior year. There were 1,065 […]
FINRA added three new securities types: Variable Annuities, Derivative Securities and Auction Rate Securities to […]