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Alison Jimenez, Author at Dynamic Securities Analytics, Inc. - Page 16 of 18

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Alison Jimenez

171 posts

In 2012 there was 1 federal money laundering conviction per 2,047 Suspicious Activity Reports (SARs) filed. If […]

Anti-Money Laundering FinCEN Interactive Analytics Money Laundering Enforcement Regulatory Analytics SARs Suspicious Activity Reports

How do SARs and Federal Money Laundering Convictions Compare?

The Street published an article by Philip van Doorn titled “Ponzi Scheme Database May Shock […]

Anti-Money Laundering DSA in the News Ponzi Schemes Regulatory Analytics Securities Enforcement Securities Regulation

DSA’s Ponzi Analytics cited by The Street

A ponzi schemer would follow these rules in order to keep the scheme going […]

Anti-Money Laundering Broker-Dealers Calculations FinCEN Investment Advisors Ponzi Schemes Securities Enforcement Securities Litigation

Ponzi Scheme Calculator: When will it Collapse?

DSA analyzed the SAR-SF filing data reported by FinCEN to determine whether firms more often […]

Anti-Money Laundering Broker-Dealers FinCEN Regulatory Analytics SARs Suspicious Activity Reports

Should AML Departments be renamed Anti-Predicate Crime?

DSA analyzed how cases were closed through the FINRA dispute resolution process in 2013. Customer […]

Broker-Dealers FINRA Regulatory Analytics Securities Arbitration Securities Litigation

Analysis of 2013 FINRA Dispute Resolution Statistics

DSA’s analysis of Florida Ponzi schemes in the post-Madoff era was cited in the Sarasota […]

Anti-Money Laundering Broker-Dealers DSA in the News Florida Ponzi Schemes Regulatory Analytics Securities Enforcement

DSA’s Analytics cited in Herald Tribune Article

DSA prepared interactive analytics of over 500 Ponzi schemes in the post-Madoff era. The schemes […]

Anti-Money Laundering Broker-Dealers Ponzi Schemes Regulatory Analytics Securities Enforcement Securities Violations

Interactive Ponzi Scheme Analytics

The Tampa Bay and Jacksonville Business Journals featured DSA’s analytics of Florida Ponzi Schemes. Jane […]

Anti-Money Laundering Broker-Dealers Florida Ponzi Schemes Regulatory Analytics Securities Enforcement Securities Violations

Business Journal Features DSA’s Ponzi Analytics

Learn About Tableau

Anti-Money Laundering Broker-Dealers Florida Ponzi Schemes Regulatory Analytics Securities Enforcement

Interactive Florida Ponzi Scheme Graphics

Disciplinary History in Focus: Exempt Reporting Advisers

The Dodd-Frank Wall Street Reform and Consumer Protection Act mandated that advisers to venture capital funds and/or […]

Broker-Dealers Investment Advisors Securities Enforcement Securities Regulation Securities Violations

Disciplinary History in Focus: Exempt Reporting Advisers