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Monthly Archives: January 2015

4 posts

Jordan Maglich of Ponzitracker.com wrote an in depth article that analyzed Ponzi schemes revealed and sentenced […]

Anti-Money Laundering Broker-Dealers Calculations Interactive Analytics Ponzi Schemes Securities Enforcement Securities Litigation

Ponzi Schemes Continue to Proliferate in 2014

Dynamic Securities Analytics analyzed the latest FinCEN In Focus: SAR Stat report and found that […]

Anti-Money Laundering Broker-Dealers Calculations FinCEN Money Laundering Enforcement Regulatory Analytics SARs Securities Enforcement Securities Litigation Securities Regulation Securities Violations Suspicious Activity Reports

45% Spike in SAR- Securities & Futures in 2014

FinCEN released In Focus: SAR Stats (Jan 2015 Quarterly Update) which includes all 2014 Suspicious Activity Reports […]

Anti-Money Laundering Broker-Dealers FinCEN Money Laundering Enforcement SARs Suspicious Activity Reports

2014 Suspicious Activity Report filings Jump 35%

DSA President, Alison Jimenez, will be a speaker for the upcoming Association of Certified […]

Anti-Money Laundering Employment Analytics Employment Arbitration FinCEN Money Laundering Enforcement Presentations Suspicious Activity Reports

Alison Jimenez to Present on Problem Employees & AML Risk