A story by Neil Weinberg in Bloomberg relied on Dynamic Securities Analytics (‘DSA’) analysis of […] Broker-Dealers Calculations Data Analytics DSA in the News Employment Analytics Employment Arbitration FINRA Securities Arbitration Securities Litigation DSA’s Securities Employment Dispute Stats Cited by Bloomberg
Finra released a video interview on 1/10/18 with Mike Rufino, Executive Vice President and Head of […] Broker-Dealers Employment Analytics Employment Arbitration FINRA Securities Arbitration Securities Litigation Securities Regulation The Links between FINRA’s High Risk Rep Program and Expungement
FINRA arbitration isn’t just for customer disputes. As DSA found, over half of FINRA arbitrations […] Broker-Dealers Employment Analytics Employment Arbitration FINRA Securities Arbitration Which Broker/Dealers get Sued by Reps Most Often?