FINRA and the SEC recently released their respective 2016 exam & regulatory priorities. DSA reviewed […] Anti-Money Laundering Broker-Dealers FINRA Money Laundering Enforcement SARs SEC Securities Regulation SEC vs. FINRA: 2016 AML Priorities
Dynamic Securities Analytics’ analysis of marijuana-related SARs was cited by the Wall Street Journal. The […] Anti-Money Laundering Broker-Dealers Data Analytics DSA in the News FinCEN Marijuana SARs SARs Wall Street Journal cites DSA’s Analysis of SARs
The Marijuana Businesses Access to Banking Act of 2015 bill’s stated purpose is: to create […] Anti-Money Laundering Broker-Dealers FinCEN FINRA Marijuana SARs Money Laundering Enforcement SARs Federal Marijuana Banking Bill Leaves Key Issues Unresolved
It’s Suspicious to Not be Suspicious SEC Enforcement Chief Andrew Ceresney made headlines when he […] Anti-Money Laundering FinCEN SARs Securities Enforcement Suspicious Activity Reports Why 35% of Broker-Dealers File Zero SARs.
Get the latest stats on the individuals and entities under indictment or convicted in the […] Anti-Money Laundering Currency Transaction Reports FinCEN Money Laundering Enforcement FIFA Indictment & Conviction Roster
In the modern age of bitcoin and computer algorithms, it appears that old-fashioned cash transactions […] Anti-Money Laundering Currency Transaction Reports FinCEN Money Laundering Enforcement Suspicious Activity Reports What do the Dennis Hastert & FIFA Indictments have in …
DSA president, Alison Jimenez, will speak on two anti-money laundering topics at this fall’s Association […] Anti-Money Laundering Fraud Audit Money Laundering Enforcement Presentations SARs Suspicious Activity Reports Alison Jimenez to Present on Marijuana Industry & Insider Fraud …
On April 22nd, 2015 FinCEN released In Focus: SAR Stats (April 2015). Dynamic Securities Analytics, […] Anti-Money Laundering FinCEN Money Laundering Enforcement Regulatory Analytics Securities Enforcement Securities Litigation Securities Regulation Securities Violations Suspicious Activity Reports Suspicious Activity Reports for Market Manipulation Spikes
DSA President, Alison Jimenez, will be a featured speaker for the upcoming American Banker webinar “Managing […] Anti-Money Laundering Marijuana SARs Money Laundering Enforcement Presentations Alison Jimenez to Present at American Banker AML/KYC Webinar
Matt Ferner of the Huffington Post cited DSA’s analysis of Suspicious Activity Reports (SARs) in […] Anti-Money Laundering DSA in the News FinCEN Marijuana SARs Money Laundering Enforcement Regulatory Analytics SARs Suspicious Activity Reports DSA’s Analysis of Suspicious Activity Reports cited in Huffington Post