Securities Fraud Archives - Dynamic Securities Analytics, Inc.

Just like May flowers follow April showers, Ponzi scheme implosions will follow a market crash.

Anti-Money Laundering Broker-Dealers Ponzi Schemes SEC Securities Fraud Securities Litigation Suspicious Activity Reports

Market Crash and Ponzi Schemes

2,301,163 SARs were filed in 2019 which is an increase of 6% from 2018 levels. Depository Institutions filed 48% of all SARs, MSBs accounted for 37% and Securities/Futures filed 9%.

Anti-Money Laundering Broker-Dealers Casino Data Analytics FinCEN Human Smuggling Human Trafficking MSBs Ponzi Schemes Regulatory Analytics SARs Securities Fraud Suspicious Activity Reports

2019 SAR Insight: Suspicious Activity Report Annual Analysis

Alison Jimenez explores the money laundering risks posed to financial institutions by EB-5 related-accounts in an ACAMSToday article.

Anti-Money Laundering DSA in the News Ponzi Schemes Securities Fraud

EB-5 and Money Laundering Article Published in ACAMS Today

EB-5 projects expose financial institutions to risks ranging from Ponzi schemes, fraud, OFAC violations to […]

Anti-Money Laundering DSA in the News Ponzi Schemes SEC Securities Fraud Securities Violations

Alison Jimenez Interviewed by ABC News on EB-5 Fraud Schemes

Dynamic Securities Analytics, Inc. in partnership with Jordan Maglich of www.ponzitracker.com prepared interactive analytics of […]

Broker-Dealers Interactive Analytics Ponzi Schemes Securities Enforcement Securities Fraud

DSA Partners with PonziTracker.com for Analytics of 2018 Ponzi Schemes

This month the new SAR form is to be rolled out by FinCEN. A mere 10 […]

Anti-Money Laundering FinCEN Ponzi Schemes SARs Securities Fraud Suspicious Activity Reports

Updated SAR Form and Ponzi Schemes

The SEC filed a complaint on 12/20/2017 against Robert Shapiro the former CEO of the […]

Anti-Money Laundering Calculations Data Analytics Money Laundering Enforcement Ponzi Schemes SEC Securities Enforcement Securities Fraud Securities Regulation

The Mathematics Behind an Alleged Ponzi Scheme: Woodbridge Group

DSA president, Alison Jimenez, has presented on a wide variety of issues ranging from AML […]

Anti-Money Laundering Presentations SARs Securities Fraud Terror Finance

DSA 2017 Fall/Winter Presentations

Dynamic Securities Analytics, Inc. analyzed 2017 SAR-SF filings from FinCEN’s SAR Stats to identify filing […]

Anti-Money Laundering Broker-Dealers Data Analytics FinCEN SARs Securities Fraud Securities Regulation

Securities Fraud Schemes Account for less than 10% of SAR-SF …

Dynamic Securities Analytics’ 2016 Ponzi Scheme analytics has been in the news recently. Matt Levine […]

Anti-Money Laundering Ponzi Schemes Securities Fraud Securities Violations