A recent American Banker article titled “Don’t Bet on Pot-Banking Fix in New Year” by Chris Cumming referenced DSA’s analysis of Suspicious Activity Reports regarding the marijuana industry.
See DSA’s marijuana SAR analysis here.
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DSA president, Alison Jimenez, was quoted on foreign corruption in a moneylaundering.com article by Valentina Pasquali. The article discusses a recent Finra […]
Broker-dealers look to enforcement actions to understand Finra’s AML priorities. BDs may end up scouring their customer records to see if they have similar documentary issues … and that could draw funds and attention away from priorities identified in the National Strategy for Combatting Terrorist and Other Illicit Financing.
Alison Jimenez presented at the United Nations on AML/CTF.
By Alison Jimenez, Dynamic Securities Analytics, Inc. and Steven Kemmerling, MRB Monitor Securities Brokers Engaging with Marijuana Businesses Forty-one securities brokers […]