A recent American Banker article titled “Don’t Bet on Pot-Banking Fix in New Year” by Chris Cumming referenced DSA’s analysis of Suspicious Activity Reports regarding the marijuana industry.
See DSA’s marijuana SAR analysis here.
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The Wall Street Journal published an article that extensively cited Dynamic Securities Analytics analysis of the impact of the coronavirus pandemic on SARs.
The WSJ featured DSA’s analysis of crypto exchange SARs.
Broker-dealers look to enforcement actions to understand Finra’s AML priorities. BDs may end up scouring their customer records to see if they have similar documentary issues … and that could draw funds and attention away from priorities identified in the National Strategy for Combatting Terrorist and Other Illicit Financing.
The latest issue of ACAMS Today features an article by Steven Kemmerling and Brian Arrington titled “Conflict and Uncertainty: Due Diligence Challenges […]