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Yearly Archives: 2016

13 posts

Once again, Dynamic Securities Analytics, Inc. partnered with PonziTracker to create interactive analytics of Ponzi […]

Anti-Money Laundering Broker-Dealers Calculations Data Analytics Interactive Analytics Ponzi Schemes Securities Enforcement Securities Fraud Securities Violations

DSA Partners with PonziTracker for 2015 Ponzi Scheme Analytics

Dynamic Securities Analytics, Inc. president, Alison Jimenez, will speak at the February 9th, 2016 meeting […]

Broker-Dealers Fraud Audit Ponzi Schemes Presentations Securities Fraud Securities Litigation Securities Violations

Alison Jimenez to Present on Securities Fraud at ACFE Meeting

FINRA and the SEC recently released their respective 2016 exam & regulatory priorities. DSA reviewed […]

Anti-Money Laundering Broker-Dealers FINRA Money Laundering Enforcement SARs SEC Securities Regulation

SEC vs. FINRA: 2016 AML Priorities