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January 2016 - Dynamic Securities Analytics, Inc.

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Monthly Archives: January 2016

2 posts

Dynamic Securities Analytics, Inc. president, Alison Jimenez, will speak at the February 9th, 2016 meeting […]

Broker-Dealers Fraud Audit Ponzi Schemes Presentations Securities Fraud Securities Litigation Securities Violations

Alison Jimenez to Present on Securities Fraud at ACFE Meeting

FINRA and the SEC recently released their respective 2016 exam & regulatory priorities. DSA reviewed […]

Anti-Money Laundering Broker-Dealers FINRA Money Laundering Enforcement SARs SEC Securities Regulation