FINRA released the final tallies for 2008 arbitration filings. 2008 witnessed marked change in trends regarding the type of controversy. Filings citing “Omission of Facts” increased 337% from 2007 levels. Misrepresentation saw the second largest jump in filings with an increase of 171% over 2007. In 2007, Misrepresentation was the 5th most frequently cited type of controversy and it jumped to […]
Daily Archives: March 3, 2009
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