Alison Jimenez, president of Dynamic Securities Analytics, authored “What Financial Institutions Need to Know about the Market Crash and Ponzi Schemes” published by Thomson Reuters- Legal Executive Institute. Historically, stock market crashes have served to expose Ponzi schemes.
The article covers:
Fill in this blank: __________________ Due Diligence. If you are like most AML professionals, “Customer” was the first and only answer that […]
Dynamic Securities Analytics, Inc. (“DSA”) reviewed the SEC’s and FINRA‘s 2017 exam priorities letters to identify AML areas of focus. There are […]
Alison Jimenez, president of Dynamic Securities Analytics, Inc (“DSA”), was recently appointed to the Association of Certified Anti-Money Laundering Specialists (“ACAMS”) […]
Reporting, discovering, and researching drug trafficking SARs is hindered by the lack of a drug trafficking SAR checkbox.
