Category Archives : Variable Annuities


2008 Securities Arbitration Filing Trends: Security Type

FINRA added three new securities types: Variable Annuities, Derivative Securities and Auction Rate Securities to the Security Type list in 2008. Derivative Securities and Auction Rate Securities to the Security Type list in 2008.  Derivative Securities was the second most frequently cited type of security in its first year on the list. Mutual funds moved ahead of Common more »