Category Archives : RegTelligence


RegTelligence Featured in Tampa Bay Business Journal

A Tampa Bay Business Journal article by Margie Manning featured RegTelligence– your comprehensive source for regulatory analytics. RegTelligence is a FinTech / RegTech application that pulls together and analyzes financial services regulatory enforcement actions. Over 300 different regulators are contained within RegTelligence.   The app can help answer several different kinds of questions, such as which regulators more »


Alison Jimenez Quoted in Bloomberg Article on Broker Raiding Cases

  Dynamic Securities Analytics president, Alison Jimenez, was quoted in today’s Bloomberg article by Neil Weinberg on broker raiding cases. The article titled “Brokers’ Battle Over Memorial Day Raid Reveals Industry Strains” discusses a current Finra arbitration between Oppenheimer & Co. and Euro Pacific Capital. Ms. Jimenez commented on the number of raiding cases resolved more »