Actionable Intelligence to Minimize AML Risk
Let DSA Perform Your Independent AML Review
- True Independence – Use DSA’s consultants to avoid one of FINRA’s most frequently cited problems with AML reviews – the lack of independence by internal reviewers.
- AML Expertise – Let the Certified Anti Money Laundering Specialist (CAMS) at DSA do what they do best while your employees focus on their regular job duties.
- Broker/Dealer Regulatory Experience – DSA’s consultants are former securities regulators and are knowledgeable about what regulators are looking for.
- AML reviews tailored to your business model – DSA will tailor the AML audit to your firm’s risks and business model, whether a small investment bank or a regional broker/dealer.
- Fully documented written report of the AML review – DSA will provide a fully documented report that will guide your firm through improvements that can be made within the AML program.
AML Data Analytics
DSA offers Anti-Money Laundering dashboard development, key metrics and interactive analysis. We proactively identify escalating AML risks through trend and pattern analysis.
Contact us today for a free estimate. Phone: (813) 994-3340 E-mail: email@example.com